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Wells Fargo Advisors

With $1.7 trillion in client assets as of September 30, 2019, Wells Fargo Advisors provides investment advice and guidance to clients through 13,723 full-service financial advisors and referrals from 5,430 licensed bankers. This vast network of advisors, one of the nation’s largest, serves investors through locations in all 50 states and the District of Columbia. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, Members SIPC, separate registered broker-dealers and non-bank affiliates of Wells Fargo & Company. All data includes Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC, as of September 30, 2019. www.wellsfargoadvisors.com

Home Office

1 North Jefferson
St. Louis, Missouri 63103

Retail Client Assets

$1.7 Trillion

Financial Advisors

13,723

Licensed Bankers

5,430

Licensed Financial Specialists

5,997

Industry Rank 1

  1. One of the largest broker-dealers in the U.S. (by clients and registered representatives) 2
  2. Third largest provider of managed accounts 3
  3. Third largest correspondent services firm 4

Clearing Services

First Clearing, LLC

Correspondent Clearing Firms

113

Exchange Memberships *

  1. New York Stock Exchange, Inc.
  2. American Stock Exchange, Inc.
  3. International Stock Exchange
  4. Nasdaq
  5. Boston Stock Exchange, Inc.
  6. Philadelphia Stock Exchange, Inc.
  7. Chicago Stock Exchange, Inc.
  8. NYSE Arca, Inc.
  9. Chicago Board Options Exchange
  10. Chicago Mercantile Exchange

* Denotes that Wells Fargo Advisors is either a member of, has access to or has trading privileges on these exchanges.

Research Resources

  1. Wells Fargo Capital Markets, LLC
  2. Standard & Poor’s (S&P)
  3. Dorsey Wright (technical analysis)

Global Service Affiliate Offices

  1. Asunción, Paraguay
  2. Montevideo, Uruguay
  3. Santiago, Chile
  4. Zona Franca, Uruguay
  5. San Juan, Puerto Rico
  6. Buenos Aires, Argentina

* Data as of October 15, 2019

  1. Wells Fargo Clearing Services, LLC (WFCS, LLC)
  2. Based on number of financial advisors
  3. Based on assets
  4. Based on revenue

This information is intended for use only by residents of (AL, AZ, CA, CO, CT, DE, FL, GA, HI, ID, MA, MD, ME, MI, NC, NH, NJ, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA). Securities-related services may not be provided to individuals residing in any state not listed above.

For parties residing outside of the U.S., this information is: (i) provided for informational purposes only, (ii) not and should not be construed in any manner as an offer to participate in any investment or to buy or sell any securities or related financial instruments, and (iii) not and should not be construed in any manner as a public offering of any financial services, securities or related financial instruments.  

Products and services listed may not be available, or may have restrictions, depending on client country of residence.

Investment and Insurance Products:

Investment products and services are offered through Wells Fargo Advisors. Wells Fargo Advisors is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.

A note about Social Media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. Social Media is intended for U.S. residents only and subject to the following terms: wellsfargoadvisors.com/social.

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